Title: Senior Compliance Officer
Location: Downtown Chicago (Hybrid Role)
A well-established Investment Bank is seeking a skilled and experienced Sr Compliance Officer to join their growing team. This role provides an excellent opportunity to work closely with the Chief Compliance Officer and help shape the future of the department. The ideal candidate will have their Series 7 and 52 licenses.
This position involves conducting compliance audits, mentoring junior staff and implementing regulatory policies while working closely with the CCO. The positions additionally includes some infrequent travel, up to 20%.
Requirements:
Plusses/ Nice to have:
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